Regulatory Compliance


Definition of the applicable framework, operational compliance and day-to-day handling of compliance by the 1st and 2nd lines of defense through automated checks on all your data and systems.

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Protect your organization against compliance risks

In an ever-changing regulatory environment, map your risks to gain visibility and keep track of them throughout your organization.

Document your controls and identify regulatory gaps

Document, manage and monitor your organization's compliance controls. Easily identify potential gaps in your control plans, enabling you to minimize the risk of non-compliance.

Perform your compliance controls without sampling

Automate your controls with your data and monitor your compliance comprehensively, without sampling, while reducing the need for human resources.


Our rule catalog contains automated compliance alert rules for many investment regulations, allowing you to quickly check and manage your compliance.

  • Market Abuse Regulation (MAR): detection of market manipulation practices and insider trading
  • MiFID II: monitoring compliance with Best Execution and transaction reporting
  • AIFMD: compliance in management and reporting for alternative investment fund managers
  • UCITS: compliance with rules for collective investment schemes
  • FATCA and CRS: compliance with internation tax reporting requirements
  • Regulatory reporting

And much more...

Investment Banking

Our rule catalog contains automated compliance alert rules for many banking regulations, allowing you to quickly check and manage your compliance.

  • AML and KYC: detection of suspicious activities and verification of customer identity
  • Basel III: monitoring of capital and liquidity requirements
  • PSD2: transaction monitoring for fraud detection and SCA compliance
  • Dodd-Frank Act: compliance with consumer protection and financial stability regulations
  • GDPR: management of customer data privacy and protection

And much more...

Retail Banks

Our rule catalog contains automated compliance alert rules for many retail regulations, allowing you to quickly check and manage your compliance.

  • PCI DSS: monitoring of payment card transaction security
  • Consumer protection laws: compliance with sales and marketing rules
  • ISO trade standards: compliance with international quality and safety standards
  • Sarbanes-Oxley (SOX): compliance with financial reporting requirements
  • GDPR: compliance with the protection of customers' personal data

And much more...


Our rule catalog contains automated compliance alert rules for many healthcare and pharma regulations, allowing you to quickly check and manage your compliance.

  • HIPAA: monitoring of patient data privacy and security
  • FDA/EMA: compliance in the drug and device approval process
  • Anti-Kickback Statute and Stark Law: detection of conflicts of interest and fraud in healthcare
  • GxP regulations: compliance in manufacturing and laboratory practices
  • Drug Pricing Transparency Laws: compliance with price reporting obligations

And much more...

Healthcare & Pharma

Our rule catalog contains automated compliance alert rules for other industry regulations, allowing you to quickly check and manage your compliance.

  • GDPR: compliance with the protection of personal data
  • ISO standards: compliance with international standards in various fields (quality, environment, safety)
  • Workplace safety (OSHA, etc.): compliance with health and safety requirements
  • Environment (EPA, ESG, etc.): compliance with environment protection laws
  • Anti-corruption laws (FCPA, UK Bribery Act, etc.): monitoring of business practices and reporting

And much more...

Other industries


Deploy standardized and customizable control programs within your entities to ensure their compliance. Identify gaps for each entity and monitor the implementation of controls.


Document all your controls and automate them with automatic alert rules using enterprise data from your applications. Perform controls on your entire data population and avoid risks related to sampling.


Identify and track your recommendations identified during your controls and the investigation of alerts. View risk heatmaps and generate your own reports.

Ready to improve your compliance?

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How long does it take to set up the solution?

The solution can be made available to our customers immediately. The time required to implement the control rules within the solution will then depend on the scope of coverage desired by the customer. To prove the value of our solution, we offer our customers the opportunity to carry out a POC (Proof Of Concept) first, on a sample of business rules, enabling them to quickly prove the return on investment of implementing the platform. In addition, we also have a catalog of business rules, enabling us to accelerate the implementation of controls within our solution.

Which teams are involved in onboarding the solution?

Although our solution enables autonomous onboarding for each customer, QuartzX provides a team of experts to support you in setting up your controls and business rules, in order to maximize the added value and speed of implementation of our solution.

How much effort is required from IT teams to implement our solution?

One of the many advantages of our solution is the availability of a set of plug-and-play connectors for market solutions, and an infrastructure requiring little technical configuration. As a result, the implementation of our solution does not generally require a high level of involvement on the part of IT teams.

Will using our solution generate additional work for your teams?

On the contrary, the task automation achieved by our solution frees up time for operational teams, enabling them to devote more time to higher value-added analysis tasks and priority issues. What's more, our solution also helps to empower business teams by enabling them to directly delegate the processing of alerts, and it doesn't require the creation of large, dedicated teams.

What types of data sources can the solution connect to?

Our solution features a set of plug-and-play connectors for the vast majority of solutions on the market, as well as generic connectors for any type of application. Our solution can therefore be connected to any type of system.

How is data integration configured within the solution?

Each customer benefits from their own management console, enabling them to manage data integration configuration autonomously, as well as carry out day-to-day monitoring.

How do you ensure data security in your solution?

Security is at the heart of our solution, which collects no additional data other than that required for your controls and that you send us.

Where are the solution's data and servers located?

We can set up servers in any region or country requested, to suit the requirements of each customer.

Can sensitive data be used in controls?

Yes, our existing customers are already using our solution for controls on sensitive data, such as controls on trading with restricted entities or controls using employee data. What's more, we have a type 2 SOC-2 certification issued by the BDO organization, guaranteeing strong security for your data.

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